Steven Labarbera
- Role
- Chief Compliance Officer at Raymond James
- Location
- Tampa, FL, US
- LinkedIn followers
- 500 followers
Experience
Chief Compliance Officer
Jul 2021 — Present
Education
Northwestern University - Kellogg School of Management
Master of Business Administration - MBA, Business Administration and Management, General
2019 — 2020
University of Phoenix
Bachelor's degree, Accounting
2003 — 2007
Skills
- Sarbanes-Oxley
- Internal Controls
- Auditing
- Fraud
- Financial Audits
- Operations Management
- Risk Assessment
- Corporate Governance
- Investment Advisory
- Operational Risk
- Quality Auditing
- Operational Risk Management
- Enterprise Risk Management
- Regular Expressions
- Internal Audit
- Banking
- Brokerage
- Project Management
- Risk Management
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