Steven Josephthal
- Role
- SVP, Regulatory Relations Leader for Sales Practices, Conduct Mgmt, Insider Threat and Complaints at Wells Fargo
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Steven Josephthal
Experienced Risk Management professional with deep expertise within the financial…
Experience
SVP, Regulatory Relations Leader for Sales Practices, Conduct Mgmt, Insider Threat and Complaints
Mar 2021 — Present
Lead a team responsible for monitoring and oversight of regulatory engagement activities associated with Sales Practices Oversight, Conduct Management, Insider Threat and Complaints Management, as well as certain Enforcement Actions. Responsibilities extend across the regulatory risk management life cycle, including exam planning/execution, corrective action plan development/delivery, and ongoing regulatory engagement/communications. In addition, serve as an advisor for relevant regulatory matters, and liaise with Line of Business Managers and Regulatory Relations Counterparts, as well as Legal, Audit and Risk Management teams, as appropriate.
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.