Steven Cervantes
Chief Compliance Officer @Virtue Capital Management
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WORK HISTORY
Chief Compliance Officer @Virtue Capital Management
TN, US
Securities and Exchange Commission (SEC) Registered Investment Advisor (RIA)
EDUCATION
Harvard Extension School
Graduate Certificate, Corporate Finance
UMONS
Undergraduate Visiting Student, French Language and Culture
Teachers College, Columbia University
Master of Arts - MA, TESOL
Harvard University
Master of Liberal Arts - Extension Studies, Field of Finance
Keio University
Certificate, Japanese Language, Levels II and III
Harvard Business School Online
Other / Credential of Readiness, Business Administration and Management, General
Saïd Business School, University of Oxford
Certificate, AI Ethics, Regulation, and Compliance
Harvard Extension School
Graduate Certificate, Real Estate Investments
Loyola University New Orleans
Bachelor of Arts - BA, French Language and Literature
Temple University Japan
Master of Arts - MA, Economics
ABOUT STEVEN CERVANTES
Chief Compliance Officer | Certified AI Ethicist Regulation Compliance | SEC RIA | Former FINRA Senior Regulator | Harvard | Columbia | Oxford | Keio | Temple | Loyola
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