Steve Moses

About Steve Moses

Stephen (Steve) Moses, CDFA®, CRPC™, CPFA™, is a Senior Financial Advisor with Merrill Lynch Wealth Management in San Luis Obispo, California. Steve provides wealth and retirement strategies for individuals, executives, and corporations all while being committed to delivering exceptional customer service Steve does this through a team of dedicated professionals within Merrill, a firm with a powerful global presence in wealth management, investment banking, and research. Steve believes that true wealth is about more than money.\"It\'s about achieving the life you desire. It\'s about keeping your family safe, loving your work, having the time and freedom to pursue your passions, and the financial flexibility to help those less fortunate.\" Prior to joining Merrill, he applied his love of art and his entrepreneurial passions as the CEO of a fine art company. Prior to that, he spent 6 years as a Principal at Affinity Investment Advisors. Steve joined Merrill Lynch Wealth Management in 2007. Altogether, he has spent more than 20 years in the Financial Services industry. Steve is a proud graduate of the University of Southern California (USC). Steve founded the Southern California Venture Network (SCVN), the Orange County Hiking Club (OCHBC), more recently the Orange County Medical Device group (now DeviceAlliance), and the CFO2CFO roundtable. Steve holds the CDFA®, CRPC™, and CPFA™ professional designations.*Certified Divorce Financial Analyst® and CDFA® are trademarks of The Institute for Divorce Financial Analysts™.*Chartered Retirement Planning Counselor™, CRPC™, and the CRPC™ logo are certification marks or registered certification marks of The College for Financial Planning Institutes Corp. in the United States.*The Certified Plan Fiduciary Adviser, CPFA™ is sponsored by the National Association of Plan Advisors (NAPA). Please feel free to contact Steve for a no-obligation conversation.

Experience

1. Senior Financial Advisor, Vice President

   Merrill Lynch

   Sep 2007 — Present

   Any information presented in connection with BofA Global Research is general in nature and is not intended to provide personal investment advice. The information does not take into account the specific investment objectives, financial situation and particular needs of any specific person who may receive it. Investors should understand that statements regarding future prospects may not be realized. BofA Global Research is research produced by BofA Securities, Inc.(\"BofAS\") and/or one or more of its affiliates. BofAS is a registered broker-dealer, Member SIPC, and wholly owned subsidiary of Bank of America Corporation. BofA Global Research does and seeks to do business with companies covered in its research reports. As a result, investors should be aware that the firm may have a conflict of interest that could affect the objectivity of this report. Investors should consider this report as only a single factor in making their investment decision.

Education

• University of Southern California

  Bachelor's Degree

  1985 — 1989

Skills

• Portfolio Management
• Retirement Planning
• Divorce Transition Planning