Steve Montgomery
Head of Markets Compliance at Wells Fargo
- Role
- Head of Cib Markets Compliance at Wells Fargo
- Location
- Chicago, IL, US
- LinkedIn followers
- 500 followers
Experience
Head of Cib Markets Compliance
Jun 2025 — Present
Education
University of Illinois Urbana-Champaign
Bachelor of Arts (B.A.), Finance and Economics
1996 — 2000
Skills
- Equities
- Swaps
- Derivatives
- Investment Management
- Options
- Mutual Funds
- Compliance
- Equity Trading
- Finra
- Back Office
- Commodity
- Series 63
- Securities Regulation
- Securities
- Bloomberg
- Financial Markets
- Trading
- Commodity Markets
- Prime Brokerage
- Electronic Trading
- Capital Markets
- Series 7
- Bonds
- Series 3
- Series 24
- Investments
- Hedge Funds
- Asset Managment
- Fixed Income
- Equity Derivatives
- Futures
- Series 4
- Financial Services
- Financial Risk
- Asset Management
- Trading Systems
- Etfs
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