Steve Lafore
- Role
- Assistant General Counsel at Northwestern Mutual
- Location
- Milwaukee, WI, US
- LinkedIn followers
- 500 followers
About Steve Lafore
A financial services attorney specializing in investment advisory solutions and…
Experience
Assistant General Counsel
Mar 2011 — Present
Serve as primary lawyer to senior management and secretary to the board of trust company subsidiary. • Advise on ERISA retirement plan, investment advisory, and trust legal issues. • Manage DOL, OCC, SEC, and FINRA exams, investigations and inquiries. • Primary lawyer for development and maintenance of a wide variety of retirement plan and retail investment advisory programs. • Draft and negotiate client and vendor contracts.
Skills
- Options
- Erisa
- Customer Relationship Management (Crm)
- Retirement Planning
- Finra
- Crm
- Team Building
- Customer Service
- Public Speaking
- Market Research
- Wealth Management
- Employee Benefits
- 401k
- Insurance
- Estate Planning
- Aml
- Training
- Payroll
- Pensions
- Team Management
- Securities
- Private Equity
- Time Management
- Variable Annuities
- Financial Services
- Mutual Funds
- Investment Advisory
- Retirement
- Leadership
- Accounting
- Securities Regulation
- Management
- Finance
- Investments
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