Steve Kansky

Senior Managing Director and Regional Lead at IQ-EQ

Role
Senior Managing Director, Regulatory and Compliance at IQ-EQ
Location
New York, NY, US
LinkedIn followers
500 followers

About Steve Kansky

With a well-established career in compliance for Registered Investment Advisers (RIAs), I specialize in leading and enhancing compliance programs that align with regulatory requirements and business objectives. My expertise spans managing compliance reviews, performing internal control testing, navigating SEC registrations, and providing strategic support during regulatory exams.I bring a deep understanding of the Investment Advisers Act of 1940, regulatory frameworks, and industry best practices, combined with a strong grasp of business operations, to deliver practical, business-focused solutions to complex challenges. Recognized as a trusted advisor, I am committed to offering actionable guidance, building long-term client relationships, and driving compliance strategies that support organizational success.As regional lead and senior manager of the regulatory compliance practice, I focus on fostering collaboration, developing high-performing teams, and consistently delivering outstanding results.

Experience

  1. Senior Managing Director, Regulatory and Compliance

    IQ-EQ

    Jan 2018 — Present · New York, NY, US

Education

  • Stockton University

    Bachelor of Arts (B.A.)

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