Steve Brown

StarCompliance

Charleston, SC, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Present

@StarCompliance

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SKILLS

Project ManagementControl RoomSecuritiesCapital MarketsFixed IncomeInvestment BankingHedge FundsFinancial ServicesConflicts of InterestPrivate EquityInsider TradingSecurities RegulationCapital Markets ComplianceInvestmentsDue DiligenceCompliance Risk AssessmentsBankingChinese Walls / Information BarriersRisk ManagementFinancial Analysis

ABOUT STEVE BROWN

With over three decades of experience as a capital markets (TradFi & DeFi) risk and…

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