Steve Simpson
Assistant General Counsel @ Microsoft | Compliance & Ethics
- Role
- Finra Arbitrator at FINRA
- Location
- Redmond, WA, US
- LinkedIn followers
- 500 followers
Finance & AccountingView LinkedIn profile
Experience
Finra Arbitrator
Jan 2020 — Present · Seattle, WA, US
Registered Arbitrator focusing on legal disputes between registered broker-dealers and their retail customers and/or registered representatives.
Education
Boston University
B.A., Political Science
1996 — 2000
The George Washington University Law School
J.D., Law
2002 — 2005
Boston University
M.A., Political Science
2000 — 2001
Skills
- International Law
- Fcpa
- Anti-Bribery
- Fraud
- Corporate Governance
- Risk Management
- Compliance
- Privacy Law
- Commercial Litigation
- White Collar Criminal Defense
- Securities Regulation
- Legal Research
- Civil Litigation
- Corporate Law
- Legal Writing
- Litigation
- Internal Investigations
- Ecpa
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