Stephen Riley

About Stephen Riley

I am a highly qualified IT Compliance Manager with a proven track record for collaboration and delivering results. I\'m known as an effective communicator who is flexible and adaptable, with a reputation for cultivating productive relationships with key decision makers. I have been recognized for my integrity and personal engagement. At this point in my career, I am motivated to getting back to working in an area I\'m most passionate about and as such I am searching for an IT Compliance Manager position as an opportunity to do what I do best, which is leverage my business, systems and auditing background in supporting and contributing to an organization\'s IT compliance program. No matter if I you need a leader or an individual contributor, I partner to identify opportunities to improve controls / processes, recommend efficiencies, and develop risk mitigation strategies and remediation plans. I excel in promoting awareness and conducting training of IT policies, standards, guidelines and IT audit principles. My peers and colleagues know that I am driven to exceed expectations in regards to achieving goals and objectives. Specialties include- IT General Controls (ITGC)/ Application Controls - Risk Management / Mitigation - Internal Controls over Financial Reporting (ICFR)- Leadership, Collaboration & Influence - Project management and multitasking skills - SSAE-16/SOC-1 (Type II) reports - Process improvement I can be reached through LinkedIn or at s••••••••@gmail.com.

Experience

1. Senior IT Audit Manager

   Moody's Corporation

   Jan 2017 — Present · New York, NY, US

   As the Senior IT Audit Manager, I manage the Sarbanes Oxley Act (SOX) IT compliance program in accordance with our internal audit plan and IA standards. I assist with executing the annual IT audit plan, and provide internal consulting on IT control issues and value-add projects. I have developed strong working relationships with the Information Technology, Information Security teams, and IT stakeholders. I act as a liaison with external audits and management to plan and communicate the detailed scope of audits and SOX activities.I look forward to being able to educate process/control owners about the SOX process and objectives. I also oversee supplemental 3rd party internal audit professionals to ensure deliverables are delivered timely and within budget.

Education

• St. Joseph's College

  Executive Master of Business Administration (MBA)

• University of Charleston

  Bachelor of Science (BS), Accounting

• St. Joseph's College

  Masters of Business Administration (MBA)

Skills

• Internal Controls
• Integration
• Cross-Functional Team Leadership
• Oracle Applications
• Hyperion Enterprise
• Visio
• Peoplesoft
• Accounting
• Vendor Management
• Sarbanes-Oxley Act
• Business Analysis
• Internal Audit
• Sox
• IT Audit
• Project Management
• Auditing
• Telecommunications
• Process Improvement
• Corporate Finance
• Management
• Business Process Improvement
• Risk Assessment
• Forecasting
• Financial Reporting
• Sarbanes-Oxley