Stephen Hart
Legal & Compliance Consultant @Titan Wealth
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WORK HISTORY
Legal & Compliance Consultant @Titan Wealth
Supporting Group risk & compliance through external review and assurance of the product governance framework for the design, launch, and lifecycle management of funds and the Titan central investment proposition and model portfolios.
EDUCATION
University of Leicester
LL.B, Law
University of Leicester
Master of Laws (LL.M.), European & International Trade Law
College of Law, York
Legal Practice Course, Law
SKILLS
ABOUT STEPHEN HART
With over 20 years of experience I provide regulatory, commercial, and corporate advice to innovative and disruptive companies, entrepreneurs, and investors within a focus on financial services and venture capital. I have completed certifications in data protection and privacy (CIPP/E, CIPM) and a member of the Governance Institute. I have a strong track record of delivering business solutions that help my clients comply with financial services legislation and incorporate good governance & risk management within their businesses.In private practice and in-house, I gained extensive experience in launching new ventures, managing investment legal documentation, advising executive management, and handling complex transactions and projects. My core competencies include product design, FCA authorisations and supervision, commercial and consumer contracts, corporate, investment and M&A, governance and compliance, regulatory audits, exit planning and wind down. I am passionate about helping ambitious companies grow and succeed in a dynamic market and an evolving regulatory environment.
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