Stephen Press

Vice President @Natwest Commercial And Institutional

Ridgewood, NJ, US
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

Oct 2014 — Present

Vice President @Natwest Commercial And Institutional

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Manage the Financial Crime team which conducts transaction monitoring, provides account activity reviews, files Suspicious Activity Reports (SARs), and dispositions 314(a) requests. In addition, the team provides AML advisory services regarding client onboarding, periodic client and Politically Exposed Party reviews, and negative news screening. • Design AML policies and procedures while serving on the bank’s global policy committee.• Evaluate AML and sanctions risk posed by new banking and broker-dealer products.• Conduct AML and sanctions risk assessments for multiple business units to evaluate inherent and control risk.• Present annual risk assessment results to executive management and Federal regulators.

SKILLS

OfacFinancial InstitutionsOperational RiskEnterprise Risk ManagementAnti-CorruptionBank Secrecy ActFinancial RiskOperational Risk ManagementSuspicious Activity ReportingMergers & AcquisitionsForensic AccountingSecurities Exchange Act of 1934UK Bribery ActSanctionData PrivacyLitigation SupportTrainingFraudCorporate GovernanceComplianceInvestigationPrivate InvestigationsBankingForensic AnalysisDue DiligenceKycRegulationsAnti Money LaunderingCertified Fraud ExaminerFinancial RegulationInternal ControlsLegal ResearchFcpaInternal InvestigationsThird Party Vendor ManagementFinancial ServicesAmlUSA Patriot Act

ABOUT STEPHEN PRESS

Proven leader and results-oriented licensed attorney with a broad-based compliance…

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