Stephen J. Griggs

Chair of the Board @Haventree Bank

Toronto, ON, CA
MOBILE NUMBERS
+91 *********19

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WORK HISTORY

May 2014 — Present

Chair of the Board @Haventree Bank

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CA

EDUCATION

1981 — 1984

University of Toronto

JD, Law

1978 — 1981

University of Toronto - University College

BA, Economics and Commerce

SKILLS

MergersCapital MarketsStrategyInvestment StrategiesPrivate EquityVenture CapitalSecuritiesDue DiligenceManagementCorporate LawMutual FundsAsset ManagementLeadershipCorporate FinanceCorporate GovernanceAsset ManagmentMergers & AcquisitionsInvestmentsEquitiesRisk Management

ABOUT STEPHEN J. GRIGGS

Under the leadership of Mr. Griggs, Smoothwater Capital focuses on investing its own capital in small to mid-cap Canadian public companies where the market is discounting the value of the assets or business and there is an identifiable path to significantly improve the share value. Potential opportunities include companies with poor corporate governance (such as directors who lack independence or industry expertise), lack of a clear strategy, ineffective management, poor strategy execution, an inappropriate balance sheet, capital structure or use of cash, illiquidity of shares, and lacking other key drivers of share value. Smoothwater will work collaboratively with other investors to effect change in targeted companies, particularly with institutional investors who hold material illiquid positions but do not have the internal or legal capabilities to actively pursue change or to participate at the board level or in corporate decision-making.

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Stephen J. Griggs — Chair of the Board at Haventree Bank in Toronto, ON, CA | Unifers