Stephen Costello
- Role
- SVP North America Security Services Business at Citi
- Location
- Garden City, NY, US
- LinkedIn followers
- 500 followers
About Stephen Costello
A global leader in the financial services industry, with broad expertise in regulatory…
Experience
SVP North America Security Services Business
Dec 2022 — Present
Responsible for establishing internal strategies, policies, processes, and programs to prevent violations of law, rule, or regulation. Design and deliver a risk management framework that maintains risk levels within the firm\'s risk appetite. Monitor compliance risk behaviors and provide compliance advice relating to operations, financial requirements, and regulatory rules/laws.
Education
Adelphi University
MBA Program Degree, Business Administration
2002 — 2005
Pace University - Lubin School of Business
Financial Planning Certificate Program
The Global Institute of Finance and
Certificate, School of Banking
1997 — 1999
Saint Francis University
Bachelor's degree, Business Administration and Management, General
Skills
- Investments
- Fund Administration
- Anti Money Laundering
- Equities
- Mutual Funds
- Finance
- Uniform Combined State Law
- Aml
- Valuation
- Financial Services
- Portfolio Management
- Risk Management
- Hedge Funds
- Banking
- Operational Risk
- Series 66
- Cash Management
- Securities
- Series 7
- Fixed Income
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