Stephen Bilezikjian
Director, Risk Monitoring @FINRA
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WORK HISTORY
Director, Risk Monitoring @FINRA
Chicago, IL, US
Manage a team of Risk Monitoring Analysts tasked with real-time risk assessment of more than 65 FINRA registered broker-dealers to serve the overall intelligence and regulatory resource deployment needs of the organization. Oversee the development of risk-based regulatory responses that directs organizational resources to address the various risks presented by firm activity.Day-to-day management of analyst workflow; provide tactical guidance for accurate risk identification; ensure analysts view member firms with a holistic view of regulatory risk, and alert external stakeholders if necessary.Ensure quality, accuracy, and timeliness of risk related information related to various aspects of the business activities and financial information specific to each broker dealer.Accurately prioritizes risks through a deep understanding of firm business activities, external industry factors, and firm controls in place to mitigate those risks.Identify areas for improvement across the Risk Monitoring program and spearhead projects for improvement.Provides feedback to executive leadership regarding necessary adjustments to the overall FINRA Risk Framework where needed.Interface with state and federal regulators in intelligence sharing endeavors and to identify potential areas of regulatory need.Manage the development and mentoring of Risk Monitoring staff including individual development plans, promotion and compensation decisions, and hiring new analysts.
EDUCATION
New York University - Leonard N. Stern School of Business
BS
ABOUT STEPHEN BILEZIKJIAN
As a compliance leader currently with FINRA, I manage a team of risk monitoring analysts…
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