Stephanie Subia

Multi-talented Senior Risk and Compliance Professional with success at stepping into diverse positions and making immediate positive contributions.

Role
Third Party Compliance Manager at CMG Financial
Location
Huntington Beach, CA, US
LinkedIn followers
500 followers
General Business & ManagementView LinkedIn profile

About Stephanie Subia

Strategic and Versatile Senior Risk Management Professional with a forward-thinking…

Experience

  1. Third Party Compliance Manager

    CMG Financial

    Oct 2024 — Present · Henderson, NV, US

    Enterprise risk management leadership position with eight direct reports across third-party, counterparty, retail partnerships and issues management. • Review of existing programs, recommending and implementing enhancements across the third-party enterprise framework, including updating policy, procedures, and developing training materials for team.• Creation of performance scorecards, on-going monitoring parameters and vendor and contract reporting to align to regulatory and industry standards,• Reassessment of vendor risk ratings, due diligence requirements and GRC to ensure vendors held accountable and vendor deliverables are aligned with CMG’s expectations and operational standards.• Development of a centralized issues management program, to include remediation plans and tracking through closure across the enterprise.

Education

  • American Bankers Association

    Risk and Control Self Assessment Training

  • UC Irvine

    BA, Psychology

  • Compliance Education

    Certified Regulatory Vendor Manager

  • State of Nevada

    Notary

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Stephanie Subia — Third Party Compliance Manager at CMG Financial in Huntington Beach, CA, US | Unifers