Staci Fall
Director, Life & Annuity Compliance at National Life Group
- Role
- Director, Life & Annuity Compliance at National Life Group
- Location
- Salem, NH, US
- LinkedIn followers
- 500 followers
About Staci Fall
Experienced Compliance Officer with success working in the financial services industry…
Experience
Director, Life & Annuity Compliance
Jul 2023 — Present
Education
University of New Hampshire
Bachelor’s Degree
Skills
- Series 7
- Investments
- Series 24
- Securities Regulation
- Securities
- Investment Advisor Compliance
- Management
- Wealth Management
- Financial Regulation
- Financial Services
- Finance
- Series 53
- Series 65
- Securities Compliance
- Broker-Dealer Compliance
- Series 4
- Broker-Dealer
- Mutual Funds
- Risk Management
- Finra
- Series 63
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