Sean Rooney

About Sean Rooney

I am an Operation Specialist with over twenty-five years of experience. I have directly worked for or contracted to numerous brokerage and investment bank operations. I have a broad range of experience in operations in both the domestic and foreign markets including Corporate Actions, Dividends, P&I, Settlements, Stock Record, Trade Support and various other areas.I have been a consultant, employee, and manager in numerous firm\'s operation areas and have experienced multiple processes, work flows and systems and have developed a well rounded understanding of what business practices work best. I have been involved in day to day operations, process implementations and improvements, system conversions and project reconciliation. I am a solution oriented team player who is reliable with a unique ability to learn and adapt quickly to new operational environments, systems, and role requirements.Specialties: Back Office Operations including:Corporate Actions Domestic and ForeignP & I DividendStock RecordTrade SupportFail Tracking, Reporting, and Buy InsDomestic Settlements DTCC and Fed WireACAT and Non ACAT TransfersSecurity MasterAccount Master

Experience

1. Associate Vice President Investment

   Wedbush

   Apr 2022 — Present · Jersey City, NJ, US

   Head of Corporate Actions, Income and Dividends, Proxy, Class Action, Abandoned Properties, and Escheatment Processing. Restructured the operations team and implemented new systems, controls, policies, and procedures helping to modernize Wedbush\'s Asset Servicing group.

Education

• Caldwell University

  None, Finance, General

  1994 — 1994