Rinkesh Saraiya

Equity Capital Market @Unistone Capital Private Limited

Mumbai, IN

EXECUTION- Execution of various Equity Capital Market related assignments- Drafting & Due Diligence of offer documents as per SEBI Regulations- Finalizing of issue structure in consultation with promoters, investors, industry peers, etc- Overlooking of entire offer document & cross checking with SEBI ICDR Regulations & Companies Act- Understanding of Company business, sector & various risk factors- Liaisoning with various intermediaries such as Regulatory Authorities like BSE, NSE & SEBI, Auditors, Registrar, Depository Participants, Banks, RoC & Lawyers etc- Preparation of investor presentation, IPO notes, product notes etc.DEAL ORIGINATION- Looked after lead origination, discussing with prospective clients about their needs & requirements of fund raising via equity or debt & personal meeting with promoters thereof- Based on discussion with clients & understanding their needs, to suggest various fund-raising options including IPO (SME or Mainboard), private placement through HNI funding, short term debt financing etc- Maintaining continuous relationship with prospective clients- Preparation of various presentations, one pager, information memorandum (IM), etc. at the time of public issue opening or pitching to investors