Sri P.

About Sri P.

Wealth Management Leader. Line of Business Head - Bank Compliance, Client Onboarding, Performance Reporting. Client Conversion Services Leader - India. Operational transformation & consulting Leader - India Operational Excellence Head. Head Middle office, Client Conversion services, Business Testing, Change Management and Operational Readiness. Managed Global & Cross Functional teams across geographies. Strong, People, Process and Stake holder Management experience across geographies. Revenue generation. Advance Pricing Agreement Functional Leader India:o Client and Account Onboarding – HNI Institutional and Individual Accounts – Wealth Management (Fiduciary Trust & Wells Fargo)o Cross Site Functional Leader – Trade Operations, Corporate Actions, MF Processing o Financial Crime Compliance – BSA AML & KYC Operationso Delivery Leader – Financial Planning Analysis· Global functional leader with teams reporting from FL, USA & Hyderabad India.· Line of Business leader for HNI Wealth Management, Business & Technology Operations, Project Management; determining a business unit’s mission & strategic direction; capability to formulate & implement initiatives and strategic advice for achieving key business goals.· Leveraged capability in managing business group’s Know Your Client Process (KYC) and Anti-Money Laundering Process (AML); reviewing all required AML/KYC regulatory requirements.· India Leader for client delivery, vendor management for services provided from vendor IT companies· Consistent record of delivering results in new business set up, managing business operations with focus on performance and expertise in planning strategies, resource administration, staff training, motivation & mentoring

Experience

1. Operations Director & Site Leader - Wealth & Investment Management

   Wells Fargo

   Dec 2023 — Present · Hyderabad, IN

Education

• Osmania University

  Bachelor of Commerce - BCom, Accounting and Business/Management

  1993 — 1996

• The English and Foreign Languages University

  Advanced Diploma in French , French

  1992 — 1995

• Acharya Nagarjuna University

  Master of Business Administration - MBA, Finance and Financial Management Services

  1996 — 1998

• The Chartered Institute for Securities & Investment (The CISI)

  • Introduction to Securities & Investment (International), Securities Services Administration/Management

  2011 — 2011

• State Street University

  Lean

• HSBC Group Management Training College Bricket Wood Hertfordshire England

  Management Studies

Skills

• Business Process Improvement
• Compliance
• Conversational French
• Project Planning
• Fluent English
• Process Improvement
• Relationship Management
• Outsourcing
• Program Management
• Planning
• Service Delivery
• Process Engineering
• Business Analysis
• French
• Start-Ups
• Strategic Planning
• Call Centers
• Team Building
• Training
• Budgets
• Finance
• Financial Analysis
• Human Resources
• Transition Management
• Cost
• Business Strategy
• Bpo
• Software Documentation
• Cross-Functional Team Leadership
• Banking
• Mutual Funds
• Risk Management
• Team Management
• Project Management
• English
• Six Sigma
• Financial Services
• Change Management
• Leadership
• Operations Management