Spencer Wood

About Spencer Wood

Spencer Wood is a determined and enthusiastic collegiate lacrosse player. As a goalie, often referred to as the quarterback of the defense in lacrosse, he can lead, communicate, and work with others effectively. Off the field, he has a strong interest in economics and psychology, with a focus on looking at consumers\' preferences. He is a fast learner with an eagerness to work with others and learn from them. He has also helped to organize a TEDx event and produced videos for his high school, as a part of the internationally known TED Conferences brand.

Experience

1. Compliance Consultant

   Advisorassist

   Jun 2024 — Present · Marshfield, MA, US

   AdvisorAssist, the leader in driving advisor independence, provides comprehensive compliance, regulatory and risk management solutions to ensure the success of entrepreneurial registered investment advisory firms (RIAs). AdvisorAssist provides strategic formation, registration and transition services, regulatory risk management, mock exams and outsourced testing functionality, on-going compliance, and related services. As a collaborative and strategic advisor to RIAs, our mission is to provide solution-based services centered around experienced consultants and scalable technology to help RIAs \"build, grow, protect, and optimize\" their advisory firms.AdvisorAssist supports 700+ RIAs with a combined AUM over $250B and 5,200+ supervised persons. AdvisorAssist leverages our proprietary compliance management technology called AdvisorCloud360 to empower CCO’s to navigate the increasingly complex regulatory requirements and have full transparency into all aspects of their compliance program. AdvisorAssist also provides a solution called AdvisorTrade to allow CCO’s to be able to effectively capture, monitor, and report on employee personal trading activities.

Education

• Saint Francis High School

  High School Diploma

  2016 — 2020

• Bates College

  Bachelor's degree, Double major in Economics & History

  2020 — 2024