Spencer Lavelle
Senior Compliance Analyst @Ameriprise Financial Services, LLC
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WORK HISTORY
Senior Compliance Analyst @Ameriprise Financial Services, LLC
Minneapolis, MN, US
EDUCATION
University of St. Thomas
Bachelor's degree, Operations and Supply Chain Management
ABOUT SPENCER LAVELLE
Compliance professional specializing in risk‑based monitoring, control testing, and third‑party oversight across back‑ and middle‑office operations. I support oversight of ETFs, interval funds, closed‑end funds, and certificate product processes while partnering with service providers to strengthen regulatory and operational outcomes. My background in analytics, digital strategy, and systems gives me a deep understanding of complex processes and how to improve them. Outside of work, I serve in leadership roles with Rotary Youth Exchange, supporting international students and coordinating outreach programs across multiple countries.
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