Spencer Alridge
Group Chief Compliance Officer at SCOR SE
- Role
- Group Chief Compliance Officer at SCOR
- Location
- Charlotte, NC, US
- LinkedIn followers
- 500 followers
About Spencer Alridge
As Group Compliance Officer I am responsible for all global compliance activities of SCOR and its subsidiaries. This includes proactive development, implementation and execution of of Group Guidelines and Policies, as well as establishment, operation and ownership of an effective and efficient compliance framework addressing relevant compliance risks of the Group, including compliance risk assessments, awareness raising and training, advise on escalated compliance issues, establishment of processes and controls to mitigate compliance risks for all applicable regimes, including Solvency II, OFAC, anti-money laundering, data privacy/protection/transfer, and anti-fraud, as well as and other requirements dictated by various local jursidictions in which SCOR operates.
Experience
Group Chief Compliance Officer
Jun 2015 — Present · Charlotte, FR
Responsible for providing an effective and efficient compliance framework addressing relevant compliance risk of the Group. The framework includes compliance risk assessments, policies and guidelines, awareness raising and training, advise and controls to mitigate compliance risks as per Solvency II and other requirements. Also responsible for Group compliance matters including business integrity, sanctions & embargoes, anti-bribery, anti-fraud, anti-money laundering, anti-terrorism financing, data protection & privacy, insider trading, conflict of interest, OFAC, Solvency II and other related compliance matters Build and maintain an effective working relationships with other control functions such as Risk Management, Internal Control and Internal Audit, as well as the legal heads for all divisions and hubs, and with the Group General Counsel.
Education
University of Illinois Urbana-Champaign
Bachelor of Arts (B.A.), Political Science and Government
1985 — 1989
The George Washington University Law School
Juris Doctor, Law
1989 — 1992
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