Sourabh Gupta

About Sourabh Gupta

As a dedicated U.S. Auditor with a specialisation in Financial Audit, Non Profit Organisations (NPO) Audit, and CIRA Audit, I bring a comprehensive understanding of the intricacies of financial compliance and risk management. My expertise extends to Employee Benefit Plan (EBP) Audits, where I ensure the integrity and reliability of financial reporting while safeguarding the interests of plan participants. Proficient in English communication and highly skilled in Microsoft Excel, I excel at transforming complex data into actionable insights. My analytical mindset and attention to detail enable me to support decision-making and enhance operational efficiency. I am passionate about leveraging my skills to drive success and foster collaboration in any team environment.

Experience

1. Senior Audit Associate

   MYCPE ONE

   Mar 2024 — Present · IN

   As a U.S. Auditor with specialised expertise in Financial Audits, Nonprofit Organisations, CIRA, and Employee Benefit Plan Audits, I am dedicated to ensuring the accuracy and integrity of financial reporting. My role involves a comprehensive approach to auditing which is conduct thorough reviews of financial statements to assess compliance with accounting standards and internal controls. By evaluating risk management practices and identifying areas for improvement, I help organisations enhance their financial health and transparency.I generally perform the common tasks during the Audit as mentioned below.• Preparation of Engagement Letter• Prepare document request list (DRL) and send to the client• Format the Trial Balance and Import in the Engagement Software• Perform Preliminary Analytics and comment on variances• Assess the Risk of the Organization and also do fraud inquiry with the management (Fraud Risk Inquiry Form)• Prepare Audit Programs, Checklist\'s, Correspondence Letter etc.• Pick the Samples as per my Professional Judgment and Criteria decide by the CPA Firm• Perform testing of each line item of the Trial Balance • Perform Final Analytics• Prepare Management Represent Letter (MRL)• Prepare the Financials (Statement of Financial Position, Statement of Activity, Statement of Comprehensive Income, Cash Flow Statement, Statement of Changes in Equity, Statement of Functional Expenses (NPO) and Notes to the account.• Draft the Audit Report once it reviews by the Partner It will be finalised.

Education

• Devi Ahilya Vishwavidyalaya

  Bachelor of Commerce - BCom, Taxation

• The Institute of Chartered Accountants of India

  Common Proficiency Test , Accounting and Business/Management

• Devi Ahilya Vishwavidyalaya

  Master of Commerce , Accounting and Finance