Sonam Jain
Senior Manager - Regulatory Compliance @Trent Ltd
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WORK HISTORY
Senior Manager - Regulatory Compliance @Trent Ltd
Mumbai, IN
Implementing digital system for monitoring and reporting of compliances for fastest growing retail company for locations. • Overseeing compliances of 400+ Act applicable to the business.• Collaborated with business units to resolve 95% of internal audit points.• Spearheaded a training program for all frontline employees, enhancing their ability to identify and address compliance issues.• Digitalising business licenses within 6 months for timely renewals. • Risk profiling of all stores for effective safeguarding and mitigation plan. • Created compliance SOPs and policies, guiding the business toward a \"compliance by design\" approach.• Representing effectiveness of compliance framework toward top management and in Risk / Audit Committee quarterly.• Monitoring the effectiveness of overall framework by reduction in notices received, penalties paid. • Built and trained a dedicated team to drive the company\'s compliance agenda.
EDUCATION
N G Bedekar College, Thane
Bachelor of Commerce (B.Com.), Accounting and Finance
Institute of Cost Accountants of India
Cost Accountant, Costing
The Institute of Company Secretaries of India
Company Secretary, Banking, Corporate, Finance, and Securities Law
University of Mumbai
Bachelor of Laws - LLB, Law
ABOUT SONAM JAIN
I am seasoned Legal Compliance & Regulatory Assurance professional with over 14 years of experience dedicated to building and implementing robust, end-to-end compliance frameworks. A qualified Cost Accountant, Company Secretary, and L.L.B, my expertise spans diverse sectors, including consumer goods, chemicals, oil and gas, retail, and housing finance. I specialize in navigating complex regulatory environments, from FEMA and Anti-Bribery regulations to Data Privacy Laws, helping organizations proactively manage risk and drive effective governance. I\'m passionate about driving agenda of legal requirements and fostering a culture of compliance accross organisation.
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