Snehal Kothari

Compliance Lead

Role
Compliance Lead at S&P Global
Location
Mumbai, MH, IN
LinkedIn followers
500 followers

About Snehal Kothari

Professional experience of over 20 years across various domains like Compliance Management, Structured Finance, Public Finance and Data Assurance. Professional experience with cross functional experience in the areas of structured finance and risk management. Currently responsible for managing compliance function of the multiple departments covering employees. Overseeing policy formulation, business interface, monitoring, Surveillance, control and training to ensure effective compliance of regulatory norms for Ratings companies. Regulatory compliance such as legatrix and insider trading regulations.Have led large teams dealing with ratings support, surveillance of structured finance reports. Have managed teams working across clients in different geographies - US, UK and APAC.

Experience

  1. Compliance Lead

    S&P Global

    Oct 2023 — Present · IN

Education

  • Mumbai

    Microsoft Certified Professional, Information Technology

  • McGraw Hill

    Green Belt Certified in Six Sigma, Quality

    2012 — 2013

  • University of Mumbai

    Masters Degree in Commerce, Accounting and Finance

    2001 — 2003

Skills

  • Business Analysis
  • Structured Finance
  • Investment Banking
  • Abs
  • Equities
  • Fixed Income
  • Crm
  • Analysis
  • Team Management
  • Financial Statement Analysis
  • Financial Modeling
  • Credit Analysis
  • Bloomberg
  • Derivatives
  • Financial Analysis

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Snehal Kothari — Compliance Lead at S&P Global in Mumbai, MH, IN | Unifers