Sivakumar Murugan
Head of Compliance & Compliance Officer -Phonepe (Share.Market) | Ex.NSE | Enforcement | Regulatory | Audit | Fraud Investigation | Anti-Money Laundering | Risk Management | Surveillance.
- Role
- Head of Compliance at Share.Market By Phonepe
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Sivakumar Murugan
At the helm of Share.Market\'s compliance division, my focus is on steering our regulatory…
Experience
Head of Compliance
Oct 2024 — Present · Bangalore, IN
As the Head of Compliance at Share.Market by PhonePe, I lead the end-to-end compliance and regulatory oversight for one of India’s fastest-growing digital investment platforms. With a deep-rooted background in capital markets, I am committed to build a robust, transparent, and compliant ecosystem that fosters investor trust and supports sustainable business growth.I oversee,Regulatory Oversight: Spearheading the entire spectrum of regulatory and compliance functions, including stock broking, investment advisory, and related fintech offerings.Risk & Governance: Implementing proactive risk management frameworks and aligning them with dynamic regulatory expectations and business strategies.Audit & Monitoring: Leading internal and external audits, identifying potential gaps, and driving remediation plans to ensure 100% adherence.Regulatory Intelligence: Continuously monitoring and interpreting legal and regulatory changes to ensure timely adaptation and readiness.Strategic Alignment: Ensuring business initiatives, products, and technology innovations are in sync with the applicable legal and regulatory frameworks.Ethical Culture: Championing a culture of integrity and ethical conduct, embedding compliance as a business enabler rather than a checkpoint.
Education
Dr. Ram Manohar Lohia College Of Law
Bachelor of Laws - LLB
2023
Anna University
Master of Business Administration (MBA)
2012
Manonmaniam Sundaranar University
B.com (CA)
2009
Skills
- Teamwork
- Team Management
- Powerpoint
- Microsoft Excel
- Microsoft Office
- Microsoft Word
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