Siva Donaldson

Vice President Edd (Enhanced Due Diligence) Operations @Morgan Stanley

Tampa, FL, US

Manage the implementation of internal policies, provide periodic reporting to senior stakeholders, and make recommendations to improve procedures governing AML-related activities.•Lead key projects and initiatives related to increasing efficiencies and reducing operational risks in support of the firm\'s EDD program.•Partner with the Second Line of Defense Global Financial Crimes Compliance teams to monitor client relationships on an ongoing basis and ensuring compliance with regulatory expectations.•Manage processes set up to complete Enhanced Due Diligence for Wealth Management and US Banks clients including reviewing customer data and documentation to satisfy BSA/AML Compliance requirements.•Provide oversight and supervisory support and training for EDD Operations Staff and serve as a point of contact for questions, issues, and escalations.•Manage Internal and external examinations to test Operational support of the EDD Program.•Provide operational services in support of the growth of the WM and US Banks businesses.•Partner with the Business Units, including Private Bankers, Lending Advisors, and Branch Risk Officers, to ensure appropriate client on-boarding due diligence processes are enacted while providing a positive client experience.•Responsible for updating procedures and desktop guidance related to the client onboarding process and a point of contact for questions, issues, and escalations.•Manage data and trend analysis related to the source of wealth review process and provide reporting to relevant stakeholders.•Review and respond to monthly quality control findings related to the source of wealth review process.

Universiti Tunku Abdul Rahman

Bachelor of Commerce (B.Com.)