Simon Rodriguez
Manager of Regulatory Response | Driving Compliance Oversight, Risk Management, SEC Rule Alignment & Salesforce Controls
- Role
- Sr Manager, Supervision & Controls at Charles Schwab
- Location
- Denver, CO, US
- LinkedIn followers
- 500 followers
OperationsView LinkedIn profile
About Simon Rodriguez
I am a compliance and risk management leader with a strong focus on driving transparency,…
Experience
Sr Manager, Supervision & Controls
Sep 2025 — Present · Denver, CO, US
Education
University of Northern Colorado
Bachelor of Business Administration (B.B.A.)
2008 — 2012
Colorado State University Global
Master's degree
Skills
- Financial Planning
- Investments
- Retirement
- Strategic Financial Planning
- Series 7
- Retirement Planning
- Series 63
- Life Insurance
- Insurance
- Mutual Funds
- Leadership
- Fixed Annuities
- Long Term Care Insurance
- Disability Insurance
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.