Simon Roberts
Executive Director, Compliance Director & Mlro - Zota Technologies (Uk) Ltd @Zota
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WORK HISTORY
Executive Director, Compliance Director & Mlro - Zota Technologies (Uk) Ltd @Zota
London, GB
ABOUT SIMON ROBERTS
A Senior Manager who has extensive experience in compliance and corporate governance across the Financial Services industry, including setting up of newly approved FCA regulated entities and the continual revision of business practices. An FCA approved Chief Executive Officer & Compliance Officer with a wide knowledge of legal matters, company secretarial duties and a hands-on approach to working, excellent communication, man-management skills and delegation abilities. Strong knowledge of international and UK AML Regulations, PSD, E-Money Regulations, JMLSG Guidance, ML Directives and FATF Recommendations. Specialist in product development for Payments, Fintech, RegTech, FX & CFD\'s, Direct Market Access for both retail and institutional clients. An accomplished, versatile and results-driven senior manager with an in-depth compliance knowledge coupled with a commercial awareness that has assisted in driving sales and increasing revenue.
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