Simon Miselis

About Simon Miselis

Strategically minded Sr. Regulatory Compliance Manager with experience in financial analysis, reporting and forecasting for qualified retirement plans (ERISA). Strong leadership skills with ability to motivate and mentor team members to perform to their full potential. Experienced in training and managing a team to complete projects timely and accurately. Exceptional expertise in collection and manipulation of data for development of financial reports for clients as well as regulatory agencies, such as IRS and DOL.

Experience

1. VP of Erisa Compliance Account Executive

   TCG, a HUB International company

   Jan 2023 — Present · Austin, TX, US

   Managing retirement plan sales process from introduction to prospect to ensure high client conversion rate- Managing Retirement Onboarding Team from the verbal client commitment, through asset transfer, to the handoff to account management team- Managing high profile and high risk relationships to ensure exceptional customer service - Presented at 2023 TASBO regarding SECURE 2.0- Built, hired and trained onshore TPA business unit under TCG Administrators- Reviewed and revised all RK operations to increase accuracy, timeliness and build foundation for 3(16) services- On track to build 3(16) operations under the TPA division- Ensuring the ERISA compliance for over 100 retirement plans administered by TCG Administrators- Consulting clients regarding ERISA Compliance topics and Retirement Plan Designs- Assisting Plan Sponsors with Annual Audits- Creating process and for drafting and mailing all regulatory notices- Managing multiple service vendors- Guiding teams with complex distributions (QDRO, Death, etc.)- Regulatory Research and Analysis- Drafting and revising of procedures for various plan administration processes, ensuring future scalability- Managing and Training multiple teams members

Education

• Kent State University

  Bachelor of Science (BS), Finance, General

  2007 — 2010