Siddharth Kalsi
Financial Crime Compliance Professional
- Role
- Senior Audit Consultant at EY
- Location
- Gurugram, HR, IN
- LinkedIn followers
- 500 followers
About Siddharth Kalsi
Pursing MBA (Final Year)
Experience
Senior Audit Consultant
May 2022 — Present · Pune, IN
Reviewing new client information and documentation to ensure compliance with Anti-Money Laundering (AML) regulations and Know Your Customer (KYC) standards.Performing due diligence on customers to identify risks associated with money laundering, terrorist financing, or other financial crimes.Updating and maintaining customer identification records and KYC documentation in the institution\'s database.Conducting enhanced due diligence (EDD) for high-risk customers, including politically exposed persons (PEPs), and maintaining detailed records of the EDD process.Collaborating with compliance and legal departments to assess and mitigate potential risks identified during the KYC process.Monitoring transactions and customer behavior for suspicious activity and escalating any potential red flags to the appropriate compliance unit.Responding to requests for information from law enforcement and regulatory bodies in a timely and accurate manner.Providing training and guidance to other staff members on KYC policies and procedures to ensure firm-wide compliance.Regularly reviewing and interpreting new regulations related to AML and KYC to ensure the institution\'s processes remain compliant.Assisting with internal and external audits by providing necessary documentation and explanations regarding KYC processes and customer information.Communicating with customers to obtain additional information or clarification on their business relationships, ownership structures, and source of funds.Participating in the development and refinement of KYC-related tools, systems, and methodologies to improve the efficiency and effectiveness of the KYC process.
Education
Amity University
Master of Business Administration (MBA), Human Resources Management/Personnel Administration, General
2014 — 2016
Delhi Public School Mathura Road
Commerce
1996 — 2010
Manav Rachna International University
Bachelor's degree, Hospitality Administration/Management
2011 — 2014
Skills
- Microsoft Excel
- Marketing
- Strategic Planning
- Social Media
- Microsoft Office
- Sales
- Public Speaking
- International Payments
- Customer Service
- Data Processing
- Management
- Project Management
- Data Analysis
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