Shyam Prasad P.
Vice President - Core Compliance at MUFG | Ex- StanChart | Ex-Deloitte | Ex-HSBC | Ex-MCX-SX
- Role
- Vice President - Core Compliance at MUFG
- Location
- Bengaluru, KA, IN
- LinkedIn followers
- 500 followers
About Shyam Prasad P.
An experienced Regulatory Compliance professional with a demonstrated history of working in dynamic industry such as stock exchange, financial services & Consulting. Strong knowledge in Equities, FI, Derivatives, FX, Structured Products, Compliance, Trade Surveillance, Trade and Order Monitoring, Holistic Surveillance, Comm. Surveillance, Investigations, Global Personal Account Dealing (Employee Trading), Control Room Operations, Capital Markets, and Stock Market.
Experience
Vice President - Core Compliance
Oct 2023 — Present · Bengaluru, IN
Education
Utkal University, Bhubaneswar
B.Com, Accountancy
2003 — 2006
Balaji Institute of Management and Human Resource Development
Post Graduate Diploma in Management, Finance
2007 — 2009
Skills
- Mergers & Acquisition
- Finance
- Surveillance
- Business Development
- Management
- Trade Surveillance
- Equities
- Portfolio Management
- Mergers
- Stock Market
- Research
- Personal Account Dealing
- Derivatives
- C
- Fixed Income
- C++
- Business Analysis
- Actimize
- Banking
- Investment Banking
- Risk Management
- Team Management
- Foreign Exchange
- Structured Products
- Global Regulatory Compliance
- Bloomberg Terminal
- Valuation
- Holistic Surveillance
- Corporate Finance
- Compliance
- Capital Markets
- Stock Exchange
- Microsoft Office
- Fidessa
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