Shweta Mhapadi

About Shweta Mhapadi

I am an AML & Compliance professional with over 4+ years of experience in Transaction Monitoring, KYC, and Financial Crime Prevention across banking and US crypto exchange processes.Currently working as a Senior Compliance Analyst, I specialize in investigating suspicious transactions, identifying red flags related to AML, Terrorist Financing, Human Trafficking, and sanctions risks, and preparing detailed case documentation including GOS and STR filings.My expertise includes:• Transaction Monitoring & Alert Review• KYC/CDD/EDD for Individuals & Entities• PEP & Adverse Media Screening• Sanctions & OFAC Compliance• US Regulatory Framework Understanding• Threshold Analysis & Scenario Review• Quality Control & Team HandlingI have worked closely with AML Managers on transaction monitoring rule reviews and data analytics, while also training and supporting a team of 15+ analysts.I am passionate about financial crime prevention and continuously enhancing my regulatory knowledge in AML/KYC and US compliance standards.

Experience

1. Senior Compliance Analyst

   eClerx

   Jul 2023 — Present · Navi Mumbai, IN

   Conducted AML/KYC reviews for onboarding and existing clients.Investigated transaction monitoring alerts for suspicious activity.Identified red flags related to AML, Terrorist Financing and sanctions risks.Performed PEP screening, adverse media checks and counterparty analysis.Prepared GOS (Ground of Suspicion) and filed STR (Suspicious Transaction Reports).Documented detailed case narratives in case management systems.Assisted in threshold analysis and transaction monitoring rule enhancement.Maintained QC standards and supported quality improvement initiatives.Trained and managed a team of 15+ analysts.

Education

• University of Mumbai

  Bachelor of Commerce - BCom, Accounting and Finance

• GNIMS & NSE Academy

  EMBA, Finance and Financial Management Services

  2019 — 2021