Shubham Jadhav
Associate Director | Solution Specialist in Wealth Management at UBS | Regulatory Governance & Risk Remediation
- Role
- Associate Director at UBS
- Location
- Jersey City, NJ, US
- LinkedIn followers
- 500 followers
About Shubham Jadhav
Currently serving as Associate Director at UBS, leveraging expertise in account reconciliation, data migration, and statistical data analysis to support wealth management operations. Actively collaborates with diverse stakeholders to ensure alignment with regulatory governance and risk remediation initiatives. Holds a Master of Science in Finance from the University of Bridgeport and a Bachelor\'s degree in Banking and Insurance from the University of Mumbai. Recognized for a consistent track record of performance and awarded multiple honors, reflecting a commitment to excellence in financial services.
Experience
Associate Director
Jul 2024 — Present · NY, US
Led time-critical risk remediation and operational control execution for Group Significant Risk Issues (GSRI) during the CS–UBS integration, stabilizing regulatory reporting across legacy platforms- Oversaw operational data quality controls, ensuring timely, complete, and accurate processing of risk and regulatory information across multiple business functions- Performed risk assessments, residual risk evaluations, and control effectiveness reviews for Regulatory Governance & Risk Remediation (RGRR), enabling early closure of 618+ high-impact risk issues (~6 months ahead of plan)- Partnered with Technology, Platform, and Operations teams to trace end-to-end data flows, identify root causes of data risk, and validate remediation outcomes across certified and candidate systems. Improved data flow accuracy by 55%- Supported audit and regulatory reviews by validating issue populations, reconciling data discrepancies, and producing executive- and regulator-ready evidence packs. Enhanced quality of regulatory review evidence- Strengthened governance, escalation, and issue lifecycle management, improving transparency, traceability, and compliance with internal policies. Delivered QA checks and sign-offs, ensuring adherence to enterprise risk standards and control requirements.
Education
CFA Institute
Finance
University of Mumbai
Bachelor's degree, Banking and Insurance
2014 — 2017
University of Bridgeport
Master of Science, Finance
2020 — 2021
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