Shubham Katakdhond
Banking professional with 5+ years of experience in Sanctions Screening, KYC, and AML compliance. Proven expertise in screening transactions and customers against global watchlists.
- Role
- Regulatory Operations Sr Analyst at 德意志银行
- Location
- Pune District, MH, IN
- LinkedIn followers
- 500 followers
About Shubham Katakdhond
Banking professional with 5+ years of experience in Sanctions Screening, KYC, and AML compliance. Proven expertise in screening transactions and customers against global watchlists, ensuring regulatory adherence and minimizing financial crime risk.
Experience
Regulatory Operations Sr Analyst
Aug 2023 — Present · Bengaluru, IN
Conducted in-depth investigations on escalated alerts from Level 1, applying enhanced due diligence to assess potential sanctions risks.Performed advanced name matching analysis, considering complex linguistic variations, aliases, and ownership structures.Evaluated true matches and made final decisions or escalated high risk cases to the Sanctions Compliance or Advisory teams.Reviewed and interpreted regulatory watchlists (OFAC, UN, EU, HMT) and applied judgment in line with internal risk appetite.Ensured alignment with global sanctions policies and documented rationale for all dispositioned alerts for audit readiness.Collaborated with Compliance, Legal, and Operations teams to resolve complex cases involving sanctioned entities or jurisdictions.Participated in quality assurance reviews, identifying trends and recommending improvements to alert handling and escalation processes.Contributed to policy refinement, procedure updates, and system tuning initiatives to enhance screening accuracy and effectiveness.
Education
Hirachand Nemchand College of Commerce - India
Bachelor of Business Administration, Business/Commerce, General
Dhole patil college of engineering
Master of Business Administration - MBA, Marketing
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