Shubham Jain
Manager (Risk Management Compliance) @Tata Consultancy Services
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WORK HISTORY
Manager (Risk Management Compliance) @Tata Consultancy Services
1) Responsible for Risk Control and Self Assessment, Compliance, Fraud Risk, Record management2) Assessment of risk and mitigating controls 3) Assist units in complying to regulatory and client specific requirements 4) Identify inherent fraud risk in the processes and devise control to minimize the risks.5) SPOC for Record Management for all business units. Help unit to identification, classification, retention and destruction of all kind of records i.e corporate and client records.6) Conduct Risk assurace to identify and fix gaps in the existing processes. 7) Conduct training for newly migrated business to help them understand the compliance requirements.
EDUCATION
Delhi university
B com H
ICFAI
DBF
Pondicherry University
MFM
ABOUT SHUBHAM JAIN
9 years of Compliance/ Risk Management exp in financial service Industry. 1)…
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