Shruti Manglik

About Shruti Manglik

A high energy, focused and results-driven leader with experience in collaborating across diverse stakeholders to define and implement risk management and internal audit models in Financial Services and Technology companies. Recognized for successfully building and leading comprehensive and sustainable programs for First Line Risk (RCSA), Internal Audit and Sarbanes-Oxley compliance. Combines a strong entrepreneurial spirit and accomplished background in external & internal audit, internal controls, operational and compliance risk management to build programs from the ground up. Effective at building and maintaining solid business relationships, and developing high performing teams.Core CompetenciesCommercial Banking * Consumer Banking * Transaction Banking * Operational Risk Management * Internal Audit * Sarbanes-Oxley (SOX)* Enterprise Risk Management * QC * RCSA * Anti-Money Laundering * Regulatory Exam Management * Project Management * Process Re-engineering * Reporting * Process Automation * Change Management * Issue Remediation * Program Implementation

Experience

1. Head of Operational Risk

   Great Gray Trust Company

   Jan 2024 — Present · Boston, MA, US

   Establish Great Gray\'s ERM framework including development, implementation and oversight of key risk programs - RCSA, Issue Management, TPRM, Policies and Training.Establish reporting metrics & package to measure risk appetite and enterprise risk profile to executive leadership and the Board

Education

• Delhi University

  Bachelor of Science (BS), Biology

• Bentley University

  MSA, Accounting & Taxation

Skills

• Accounting
• Enterprise Risk Management
• IT Audit
• Finance
• Revenue Recognition
• Business Process Improvement
• Management
• Operational Risk Management
• Us Gaap
• Auditing
• Internal Audit
• Sec Filings
• Risk Assessment
• Sarbanes-Oxley Act
• Risk Management
• Audit
• Process Improvement
• Financial Analysis
• Financial Audits
• Internal Controls
• Financial Reporting