Shrishti Jaiswal
AML & Financial Crime Professional | Investigations, Risk Advisory & Market Conduct | Global FS Compliance
- Role
- Assistant Manager, Emea Compliance at GLG
- Location
- New Delhi, DL, IN
- LinkedIn followers
- 500 followers
About Shrishti Jaiswal
Financial crime and AML professional with 8+ years of experience across global financial services environments, specializing in complex investigations, regulatory risk advisory, and high-risk escalations.Currently working within EMEA compliance supporting highly regulated clients, advising business teams on AML, integrity risk, conflicts of interest, MNPI, and market conduct considerations. Experience includes leading investigations, interpreting regulatory expectations (SEC, FCA, FINRA), and translating them into practical internal guidance and risk frameworks.Strong interest in building scalable financial crime and investment compliance programs that operate as strategic risk partners to the business.Core strengths:• Financial crime & AML investigations• High-risk escalations & case ownership• Regulatory advisory & risk interpretation• Integrity, market conduct & insider risk• Stakeholder advisory & decision support
Experience
Assistant Manager, Emea Compliance
Jul 2024 — Present · London, GB
Lead complex financial crime, integrity, and reputational risk assessments for EMEA-based clients across financial services and professional services sectors. Act as a senior escalation point for high-risk matters involving regulatory sensitivity, MNPI exposure, and conflicts of interest. Advise commercial teams on regulatory risk trade-offs, interpret SEC/FCA/FINRA expectations into actionable guidance, and influence engagement decisions. Design and deliver compliance training programs and partner with global risk and product teams to enhance compliance platforms.
Education
University of London
Graduate Diploma, Management
2016 — 2017
Delhi University
Bachelor’s Degree, Economics honors
2013 — 2016
Delhi public school - Noida
High school, commerce
2005 — 2013
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