Shrey Gupta

About Shrey Gupta

Barclays leverages my expertise as a Risk and Controls Analyst to strengthen governance, operational risk, and compliance frameworks. With a focus on AML, control testing, and regulatory alignment, I contribute to building robust processes such as RCSA and ERMF. My role also involves enhancing stakeholder reporting and supporting risk mitigation strategies. Currently pursuing an Executive MBA at K J Somaiya Institute of Management in Accounting and Finance, I combine academic insights with professional experience. Proficient in Salesforce, Excel, and data analytics, I am driven to empower teams through effective risk management and continuous improvement initiatives.

Experience

1. Sme

   Barclays

   Jan 2026 — Present · Pune, IN

   Promoted to Subject Matter Expert (SME) for KYC and Investigation Intake, providing day-to-day guidance on policy interpretation, exception handling, and complex case assessments. Support team leadership activities, including workload prioritisation, coverage planning during peak volumes, and acting as an escalation point for analysts. Mentor and coach team members to improve quality outcomes, consistency, and decision-making confidence across KYC and investigation intake processes. Prepare and present Monthly Business Review (MBR) reports to senior leadership, covering quality metrics, risk trends, exceptions, and improvement actions. Actively participate in Change Control governance for ART KYC, reviewing and assessing operational and control impacts of proposed process or policy changes.

Education

• Graphic Era Hill University

  Bachelor of Business Administration - BBA, Accounting and Finance

  2017 — 2020