Shreya Raut Vartak
Director- Legal & Compliance @Morgan Stanley
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WORK HISTORY
Director- Legal & Compliance @Morgan Stanley
Mumbai, IN
I bring over a decade of experience navigating the complex and evolving regulatory landscape of the Indian financial markets. I currently handle compliance functions across Alternative Investment Funds (AIFs), GIFT City operations.My role involves advising on regulatory strategy, ensuring adherence to SEBI, IFSCA, and global regulatory frameworks, and implementing robust compliance protocols aligned with firm\'s global standards. I collaborate closely with cross-functional teams including investment management, legal, operations, and risk to ensure proactive compliance, risk mitigation, and business continuity.
EDUCATION
NEHS
High School
New Law College, Mumbai
Bachelor of Laws - LLB, Banking, Corporate, Finance, and Securities Law
The Institute of Company Secretaries of India
Company Secretary, Legal Professions and Studies
Indian Institute of Management Ahmedabad
Financial Reporting and Corporate Governance
M.L. Dahanukar College
Bachelor's Degree, B. Com
ABOUT SHREYA RAUT VARTAK
Experienced Compliance Professional and qualified Company Secretary with a proven track…
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