Shravya Sunil

Due Diligence Officer_FCP EDD Review at UBS Business Solutions Mumbai | PGDM FinTech | BMS_Finance

Role
Due Diligence Officer at UBS
Location
Mumbai, MH, IN
LinkedIn followers
500 followers
Finance & AccountingView LinkedIn profile

About Shravya Sunil

This is Shravya Sunil and I am a BMS graduate from SIES College of Commerce and Economics. I have completed my post graduate degree from ITM Business School with Fintech as my specialization. I have 4.8 years of experience with UBS in the KYC/AML and Compliance domain. I am currently working as a Due Diligence Officer in Mumbai, a role I have held for the past 2.9 years. In this position, I conduct periodic reviews of high and higher-risk clients, assess their profiles, and identify any additional or emerging risks. I also support team development by performing quality checks for new joiners and ensuring adherence to internal compliance standards.Prior to this, I worked as a KYC Analyst with UBS in Pune for 1.9 years, where I was responsible for customer due diligence, documentation review, and regulatory compliance processes. My consistent performance and commitment to quality were recognized when I was awarded \"Best Performer of the Month\".I am passionate about the KYC/AML and Compliance field and aim to further deepen my expertise in this domain by taking on more challenging responsibilities and expanding my knowledge of regulatory and risk management practices.

Experience

  1. Due Diligence Officer

    UBS

    Jul 2021 — Present · IN

    I have 4.8 years of experience with UBS in the KYC/AML and Compliance domain. I am currently working as a Due Diligence Officer in Mumbai, a role I have held for the past 2.9 years. In this position, I conduct periodic reviews of high and higher-risk clients, assess their profiles, and identify any additional or emerging risks. I also support team development by performing quality checks for new joiners and ensuring adherence to internal compliance standards.Prior to this, I worked as a KYC Analyst with UBS in Pune for 1.9 years, where I was responsible for customer due diligence, documentation review, and regulatory compliance processes. My consistent performance and commitment to quality were recognized when I was awarded \"Best Performer of the Month\".I am passionate about the KYC/AML and Compliance field and aim to further deepen my expertise in this domain by taking on more challenging responsibilities and expanding my knowledge of regulatory and risk management practices.

Education

  • Ramnarain Ruia College

    Higher Secondary Certificate, Biology/Biological Sciences, General

    2014 — 2016

  • Fatima High School

    SSC

  • Sies college of commerce and economics

    Bachelor's of management studies, Finance, General

    2016 — 2019

  • ITM Group of Institutions

    PGDM, FinTech

    2020 — 2022

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Shravya Sunil — Due Diligence Officer at UBS in Mumbai, MH, IN | Unifers