Shobhon B.

About Shobhon B.

A high-performing leadership professional with over 12 years of specialized experience…

Experience

1. Senior Assistant Vice President

   Wells Fargo

   Nov 2024 — Present · Bengaluru, IN

   Role summary and background- Manage a Team of 25 plus FTE\'S. As a part of COBAM team (i.e, Client onboarding and account Maintenance), I had to perform periodic maintenance of client information, ensuring that the client has adhered to all the required AML and anti-terrorist financing policy requirements- My role had a significant regulatory implication as any breach of procedures and policies would have resulted in reputational well as - monetary losses for the bank. An Expert in KYC performing Customer Due Diligence and Enhanced Due Diligence, Credit Risk Assessment skills with strong domain knowledge, excellent logical thinking and development skills. Extensive AML, KYC, CDD, EDD experience, having worked on KYC Remediation, Global Client on Boarding and Renewals. Look-Back projects that require skills to review client\' files to ensure that all KYC and AML documents and information are completed and accurate. Work Profile- Preparation of cases with respect to Anti-Money Laundering and KYC guidelines of compliance for Banks, FI\'S, NBFI\'s, Corporate Clients and GB\'s and GM\'s clients of the organization- New client on-boarding with Activities involving research on source of wealth

Education

• M S Ramaiah Institute of Management

  Bachelor of Business Administration - BBA

• M S Ramaiah Institute of Management

  MBA - Master of Business Administration

  2012 — 2014