Shivin Alang

About Shivin Alang

Shivin Alang is currently working as an Internal Auditor, International Markets (Asia…

Experience

1. Internal Auditor- Regional Asia Pacific

   HSBC

   Jun 2023 — Present · Mumbai, IN

   Roles and Responsibilities:• Conducted Institutional Sales, Markets Treasury and 9 other audits focusing on MF, Equity and Derivatives • Conducted 18 Issue Validations ensuring accurate remediation and compliance with internal controls• Spearheaded end-to-end audit processes, DEA-OET & reporting to ensure compliance & effective audit delivery• Formulated and implemented comprehensive Risk Control Matrix, aiding risk assessment and mitigation• Managed 6 Periodic Mauritius Regulatory submissions including AML/CFT ensuring timely, accurate reporting• Led Risk Assessments, AE Refresh, & Regulatory Mapping for 30 Audit Entities, driving regulatory alignment.Key Learnings and Achievements:• Streamlined reporting processes, allowing faster delivery of insights for devising marketing strategies• Persuasively presented & sold 6 medium risk audit issues to management, driving resolution & action plans• Leveraged Alteryx to perform complex data transformations, enhancing the accuracy & efficient data analysis• Analyzed & presented 15 controls via Celonis, simplifying process flows for stakeholder alignment & evaluation• Led walkthroughs & identified issues in ESG, PIF Reporting & indirect sales to better mitigate market risks• Acted as a pivot between various LOBs ensuring execution of audit findings and regulatory ad-hoc requests