Shivam Yadav
Senior Advisor -Investment Banking | Derivatives | Investment strategies / Analysis | Equity | Trade Life Cycle | Portfolio / Asset Management | Settlements | Reconciliation | Quality Control | Lean Six Sigma Green Belt
- Role
- Senior Advisor, Asset and Cash Control at NAB
- Location
- Gurugram, HR, IN
- LinkedIn followers
- 500 followers
About Shivam Yadav
Deep understanding of the global digital/FinTechlandscape, key trends, players, and ecosystemimplications across geographies.Comprehensive understanding of Bankingprocesses and end-to-end knowledge of bankinginterlinked systems (Core Banking, Cheques,Accounts, Termination, Fraud Analysis & RiskManagement,LMS, Credit Risk, Insurance and overall BFSI knowledge.Directing the entire Wealth ManagementOperations including wealth products like MutualFunds, Equities, Bonds & Alternate Investments,process audits & improvements, reports automation,Providing RCA and investment reconciliationsRendering sustained investment advisory servicesto premier clients such as Assetmark, as per theirfinancial needs, monitoring the database of High Net Worth Individual (HNI) customers,having Banking and operations management skills that Exceeds the financial objectives of represented clients; assessing risk tolerance and investment/risk-management,AML,KYC to recommend solutions optimally.Team Handling with Specific Quality Checks and Provide RCA with the detail specification on Salesforce.A learning enthusiast.
Experience
Senior Advisor, Asset and Cash Control
Nov 2023 — Present · Gurugram, IN
Supervised Managed Fund Distribution on various frequencies (monthly, quarterly, semi-annually and annually).*Conducted counter-party enquiries to address HNI/UHNI stakeholder needs.*Facilitated order entry enquiries and placements.*Oversaw Managed Fund Asset/Cash and Bank Reconciliation activities and produced cash receipts post-reconciliation procedures.*Provided portfolio management services to HNI/UHNI clients and analyzed statements to extract relevant insights.*Managed Fund transfers (IN/OUT) and ensured timely settlement of outstanding trades/asset/cash while generating Dairy Adjustment reports.*Executed precise calculations and placement of REBATE fees, collaborated on adjustments for changes in distribution/preferences, and managed securities transfers across major exchanges including NASDAQ, New York Stock Exchange, London Stock Exchange and Australia Stock Exchange (ASX).*Implemented bond and code setup for both listed and unlisted funds under security admin and executed transactions involving fixed and floating bonds with precision and accuracy.
Education
Invertis University
Bachelor of Business Administration - BBA
2017 — 2020
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