Sheri Littlefield Kelly
Managing Director, General Counsel and Chief Legal Officer @CFA Institute
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WORK HISTORY
Managing Director, General Counsel and Chief Legal Officer @CFA Institute
Charlottesville, VA, US
Serve as integral member of the leadership team of a global association of investment and finance professionals in developing and implementing global strategy and advising peers on key organizational issues. • Lead the global legal, compliance, governance, professional conduct, and internal audit functions. • Advise on myriad issues including intellectual property, data privacy, employment, litigation, mergers and acquisitions, non-profit laws, legal entity structure, CFA society relationships, and other global regulatory matters. • Lead the governance function and serve as advisor to the Board of Governors and board committees on all legal, regulatory and governance matters. • Enable several diversity, equity and inclusion efforts including Board diversity, leading two business resource groups, and driving accessibility enhancements for candidates and members with disabilities. • Oversee a 30-person disciplinary body adjudicating professional and exam misconduct matters.
EDUCATION
The George Washington University
Bachelor of Arts (BA), Political Science and Government
Boston University School of Law
Juris Doctor, Law
SKILLS
ABOUT SHERI LITTLEFIELD KELLY
Executive, General Counsel, Chief Risk and Compliance Officer leading global teams responsible for legal affairs, governance, enterprise risk, compliance and internal audit. Legal and governance advisor to boards. Creative and strategic problem-solver with a servant leadership mindset and a passion for people, culture and inclusive engagement. Leader focused on building and managing successful global, cross-functional teams.
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