Sheenu Jain

About Sheenu Jain

Qualified CA (May 2014)and CS (AIR-4)(Dec 2015) Working as Senior Manager-Compliance in HDFC Asset Management Company Limited for governance and compliance of SEBI regulations.Previously worked with Invesco AMC as Senior Manager Compliance by reporting directly to Compliance Head. Served as Financial controller at Bewakoof.com. Handled team of 11 members with responsibility to oversee the financial integrity and transparency of financial reporting by directly reporting to CFO.Previous to that acquired rich exposure in Audit and Assurance department of Deloitte India, with exposure to More than 20 Audit and Assurance assignments of companies (Public and Private) having Turnover more than 200 crores across various industries including Service, Hospitality and Leisure, Finance, Media,Manufacturing etc. Managed Statutory Audit (SA) of one of the Top 5 Mutual Funds of India (MFI). Worked on SA of two of the Top 15 MFI for 3 years in a row. Acquired Deep Knowledge of Auditing Investments holdings, valuations and Bank Reco of MFI. Deputy Manager Deloitte (Dec 2016 to Feb 2020)- 3 Years - Managing Audit and Assurance assignment Independently and Reporting to Director/Partner - Managed Audit Team varying from 2 to 9 members - Bridging gap between Client and Team Members by establishing communicating on regular basis - Finalisation and Reviewing Financial statements for ensuring compliance with The Companies Act 2013, SEBI and Referral instructions as applicable - Advanced Level knowledge of IGAAP (Basic Principles, IndAS and Accounting standards and Industry Practices)- Drafted Engagement letters, Audit reports, Limited review reports, Certificates, Management representation letters and Audit committee presentations - Managed and Reviewed Tax Audits and Other Certifications - Been part of Deloitte India Central Practice Review Team and Engagement Quality Control Review Team Assistant Manager Deloitte (Nov 2014 to Nov 2016)- 2 years - Prepared High Level of Documentation and Built Engagement Files within deadlines in compliance with Deloitte Audit Policies and Procedures - Tested Internal controls and Prepared Risk Control Procedures Matrix - Performed Substantive Procedures including Test of Details and Analytical Procedures - Performed Detailed Variance Analysis on Financial results and Balance Sheets - Tested Significant risks and complex areas Strength: Quick Learner and OpportunisticKey Skills-SEBI Mutual Funds Regulations -Statutory Audit -Standards on Auditing -IndAs & AS -Accounting & Taxation

Experience

1. Senior Manager Compliance

   Hdfc Mutual Fund

   Jun 2023 — Present · Mumbai, IN

   Compliance of SEBI Mutual Funds Regulations, Portfolio Management Fund Regulations, Alternative Investment Fund Regulations.

Education

• Devi Ahilya Vishwavidyalaya

  Bachelor of Commerce (B.Com.)

  2008 — 2011

• The Institute of Company Secretaries of India

  CS, COMPANY LAW

  2013 — 2015

• Institute of Chartered Accountants of India

  CA, Accounting and Finance

  2008 — 2014