Shawn Murdock Nantz

Unit Manager @JPMorganChase

Tampa, FL, US

Oversee team of 18 direct reports with full-spectrum risk management, quality assurance, and central risk oversight and governance responsibility, ensuring audit objectives align with operational processes, regulatory requirements, and company risk and compliance goals. Leverage senior leadership and collaborative skills to interact, influence, and align stakeholders with control, business, and affiliate partners. Apply knowledge of federal laws, rules, regulations, and applicable guidance to include: TILA/REG Z, REG E, REG F, REG B, REG CC, UDAAP/UDAP, FCRA, BSA/AML, SCRA/MLA, OCC Heightened Standards. Risk Management • Pivotal in creating standard work instruction and implementing current Lean Management Operating System. • Mitigate financial/reputational risk factors by establishing risk framework & providing ongoing supervision of controls. • Identify emerging risks that stem from business activities and ensure risks are measured, monitored, and controlled. • Recommend risk mitigation strategies to senior leaders to ensure adequacy to industry best practices. • Assist in early identification of risk trends by establishing and monitoring key performance and risk indicators. Leadership and Strategy • Lead highest producing team on per agent basis by tracking all metrics to drive accountability, competition, & results. • Identified unrealized risk related to staff compensation and partnered with VP to immediately rectify issue. • Department head of diversity & inclusion, planning and executing monthly activations to foster culture of belonging. • Build high performing team of risk and internal control professionals through recruitment, training, and coaching. • Provide counsel to unit managers on risk management issues & support evaluation of new internal control processes.

University of the Incarnate Word

Bachelor's degree, Banking and Finance

University of Phoenix

MBA, Finance