Shaun Corry
Chief Compliance Officer at Lesa Sroufe & Co.
- Role
- Chief Compliance Officer and Portfolio Analyst at Lesa Sroufe & Company
- Location
- Seattle, WA, US
- LinkedIn followers
- 500 followers
Finance & AccountingView LinkedIn profile
Experience
Chief Compliance Officer and Portfolio Analyst
May 2006 — Present
Responsible for Compliance for this RIA as well as direct portfolio management and client relationships.
Education
University of Notre Dame
BBA Accountancy
1977 — 1981
Bethlehem catholic high school
BBA, Accountancy, College/University Preparatory and Advanced High School/Secondary Diploma Program
1974 — 1976
Seattle University
Master of Business Administration (MBA), Accounting and Finance
1984 — 1989
Skills
- Finra
- Due Diligence
- Hedge Funds
- Compliance
- Sec Reporting
- Asset Managment
- Financial Analysis
- Investment Advisory
- Series 65
- Aml
- Wealth Management
- Asset Management
- Series 7
- Value Investing
- Strategic Planning
- Investment Management
- Financial Services
- Series 24
- Finance
- Portfolio Management
- Sec Filings
- Investments
- Securities Regulation
- Securities
- Investment Strategies
- Alternative Investments
- Private Equity
- Asset Allocation
- Mutual Funds
- Risk Management
- Equities
- Series 63
- Marketing
- Fixed Income
Find verified contacts for anyone on LinkedIn
Unifers gives sales teams verified emails and direct dials, enriched profiles, and outreach that lands in the inbox.
Free plan included · No credit card required
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.