Shashikant Gaud
Risk Manager @Barclays Wealth Management
Signup · Get unlimited contacts
WORK HISTORY
Risk Manager @Barclays Wealth Management
IN
Handling risk management & financial operations. − Monitoring Market RiskFor wealth client along with FPI & NRI & Retail clients.Liquidating position of Clients falling short of their margin requirements.Ensure All BOD process (limit files + holding upload + Collateral & position file) across all segments.Looking after the Exchange Shortfall clients as per Exchange Requirement.Ensuring the surveillance restriction for scripts falling under GSM/ASM/IBC/promoter/FPI NSDL block etc. Ensuring the customers payout amount and collateral release on daily basWorking in coordination with auditors, customer service, internal control, compliance, and branch and service manager for any query related to risk or operation.Margin and exposure calculation after considering the real time position with the effect of MTM (Loss/Profit).Keeping track of all the latest update through circular and newsletters from Exchanges.Shortfall reporting of clients PEAK & EOD shortfall reporting.Fund Allocation & Securities allocation on N-Mass & SA04 reporting for short allocation. Collateral Segregation report & real time fund allocation on exchange portal. Checking NSDL generated alerts forth nightly and monthly and closed in system.Preparation of Various Risk related reports Margin shortfall Report, MIS of clients having Exposure in particular Volatile Script etc. & Monthly derivate data for credit risk.Done various UAT testing for DHAN mobile app for trading as per risk policy.Handling of Odin Admin for surveillance. Operating systems is in NEST, ODIN, OMNESYS, NEAT, NEAT- FO, BOLT, LD, CLASS, DOLPHIN-PENGUIN.Provide limit above the system depending on the clients profile and branch. Update ageing analysis report of the branches, franchises & Regions.Identification, assessment, and prioritization of risks.Co-ordination with the branch persons on the risk arising of clients.Preparation of various MIS Reports.
EDUCATION
Rajasthan Vidyapeeth University
B-tech, Aeronautical/Aerospace Engineering Technology/Technician
Welingkar Institute of Management
pgdm, Finance, General
ABOUT SHASHIKANT GAUD
A PGDM Finance professional with more than 15 years of experience in Broking Risk…
This profile is compiled from publicly available professional sources. Unifers is not affiliated with or endorsed by LinkedIn. Request removal of this profile.